James H. Low

About James

Jim Low is an Advisory partner in Marcum’s Providence, RI office who joined in 2023. Mr. Low’s experience includes both global, US based financial services organizations and FBO’s, investment banking, regional banks, broker dealers and larger diversified institutions. In addition, his experience includes technology, manufacturing, life sciences, biotech and healthcare companies.

Mr. Low has extensive banking and capital markets industry issue experience and is current on many of the various strategic business issues facing the industry along with the ability to provide practical insights to executives on topics effecting the first, second and third lines of defense. He has interacted extensively with the Audit and Risk Committee board of director members and senior management addressing with them various business cycles, issues and events including:

• SOX 404(a) (b) implementation programs, both IPO’s and revamping existing programs, including Section 302 and Section 906 certification programs SOX and Internal audit outsourced as a managed service
• Lead over 24 External Quality Assurance Reviews (EQAR)
• SEC, US GAAP and IFRS reporting
• Regulatory compliance and risk management activities

Mr. Low is a natural leader and dedicated mentor able to manage high-performing global teams and develop future leaders. Prior to joining Marcum, he had 30+ years of experience at a Big 4 Accounting Firm.