SEC Insights Archives | Page 2 of 14 | Marcum LLP

Capital Markets

SEC Staff Issues Statement on ETFs: Demands Clarity in Foreign Currency Holdings

SEC Staff Issues Statement on ETFs: Demands Clarity in Foreign Currency Holdings

Capital Markets

SEC Clarifies New Final Rule on Tailored Shareholder Reports

SEC Clarifies New Final Rule on Tailored Shareholder Reports

Capital Markets

The Enhancement and Standardization of Climate-Related Disclosures for Investors

The Enhancement and Standardization of Climate-Related Disclosures for Investors

Capital Markets

From Insider Trading to Climate Risks: SEC’s Latest Releases Affecting Corporate Reporting

From Insider Trading to Climate Risks: SEC’s Latest Releases Affecting Corporate Reporting

Capital Markets

SEC Share Repurchase Disclosure Rule Hits Judicial Wall: What’s Next?

SEC Share Repurchase Disclosure Rule Hits Judicial Wall: What’s Next?

Capital Markets

Money Market Fund Reforms

October 17, 2023

Money Market Fund Reforms

Capital Markets

SEC’s Chief Accountant Stresses the Need for Holistic Risk Assessments in Financial Reporting

October 17, 2023

SEC’s Chief Accountant Stresses the Need for Holistic Risk Assessments in Financial Reporting

Capital Markets

SEC Proposed Amendment to Improving Central Clearing Risk Management and Resilience

SEC Proposed Amendment to Improving Central Clearing Risk Management and Resilience

Capital Markets

SEC Proposed Amendment to Section 13D-G: Modernizing Beneficial Ownership Reporting – Strengthens Financial Transparency?

SEC Proposed Amendment to Section 13D-G: Modernizing Beneficial Ownership Reporting – Strengthens Financial Transparency?

Capital Markets

Amendments to Modernize Share Repurchase Disclosures

Amendments to Modernize Share Repurchase Disclosures

Capital Markets

SEC Updates to the Financial Reporting Manual, Extending Edgar Filing Hours, and Compliance and Disclosure Interpretations

SEC Updates to the Financial Reporting Manual, Extending Edgar Filing Hours, and Compliance and Disclosure Interpretations

Capital Markets

Recovery of Erroneously Awarded Compensation

December 16, 2022

Recovery of Erroneously Awarded Compensation

Capital Markets

SEC Issues Final Rule Related to Pay Versus Performance

December 16, 2022

SEC Issues Final Rule Related to Pay Versus Performance

Special Purpose Acquisition Companies (SPAC)

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

August 18, 2022

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

Sample Comment Letter on Disclosures Regarding Russia’s Invasion of Ukraine

August 18, 2022

Sample Comment Letter on Disclosures Regarding Russia’s Invasion of Ukraine

Secondary Market Transactions: What Companies Should Know About Accounting for Sales of Shares

August 18, 2022

Secondary Market Transactions: What Companies Should Know About Accounting for Sales of Shares

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